Digital Assets Products & Market Infrastructure
CONSULTING SERVICES
Continuous oversight with technology‑supported assurance.
RegTech & Compliance Infrastructure
Compliance architectures, structured data capture, automated surveillance, audit trails.
OVERVIEW
SEDA's RegTech & Compliance Infrastructure practice helps financial institutions design and implement technology-enabled compliance architectures — spanning data capture, automated monitoring, surveillance, audit trail management, and regulatory reporting.
We bridge the gap between regulatory requirement and technology capability, translating compliance obligations into functional specifications that technology teams can build and compliance teams can operate.
Our engagements range from architecture design and vendor selection through to implementation oversight and post-implementation effectiveness review.
WHAT WE DELIVER
Compliance architecture design
Regulatory data capture and structured storage
Automated surveillance and alert generation
Audit trail design and implementation
Vendor selection and requirements specification
Post-implementation effectiveness review
Typical deliverables
What to expect from an engagement.
01
Compliance Architecture Blueprint
A structured design for the compliance technology infrastructure, covering data flows, system integrations, and control checkpoints.
02
Functional Requirements Specification
Detailed functional requirements translating compliance obligations into technology specifications for development or vendor procurement.
03
04
Effectiveness Review
Post-implementation review of the compliance infrastructure, assessing whether it is achieving its intended control and monitoring objectives.
Vendor Assessment Report
Independent assessment of RegTech vendor capabilities against client requirements, with scoring, gap analysis, and recommendation.
TECHNOLOGY DOMAINS
Technology that regulators can read.
The most sophisticated RegTech implementation is worthless if it cannot demonstrate to a regulator that it works. SEDA designs compliance infrastructure that produces auditable evidence — structured logs, defensible alert rationale, and reporting that regulators can examine without follow-up questions.
Trade surveillance platforms
Transaction monitoring systems
Regulatory reporting engines
Communications surveillance
Audit trail and data lineage
AI-assisted compliance monitoring