Digital Assets Products & Market Infrastructure
CONSULTING SERVICES
Practical, defensible risk and control programs.
Risk, Controls & Regulatory Remediation
Independent reviews, control libraries, remediation roadmaps, and progress dashboards.
OVERVIEW
SEDA's Risk, Controls & Regulatory Remediation practice conducts independent assessments of risk and control environments, designs and implements control libraries, and supports institutions through regulatory remediation programs.
We bring a practitioner's perspective to control design — focused on what actually works in the operating environment, not just what looks good on paper. Our deliverables are built to withstand regulatory scrutiny.
Engagements span rapid control assessments to multi-year remediation programs, including progress dashboards and independent effectiveness reviews.
WHAT WE DELIVER
Independent risk and control assessments
Control library design and documentation
Remediation roadmap and program management
Progress dashboards and management reporting
Regulatory finding response support
Independent effectiveness review
Typical deliverables
What to expect from an engagement.
01
Control Assessment Report
Independent assessment of the design and operating effectiveness of key controls, with prioritized findings and recommendations.
02
Control Library
A structured library of controls mapped to risks, regulatory requirements, and operating processes, with ownership and testing schedules.
03
04
Progress Dashboard
Real-time or periodic reporting on remediation progress, control testing outcomes, and residual risk metrics for senior management and regulators.
Remediation Roadmap
Phased remediation plan with clear milestones, resource requirements, dependencies, and success metrics for regulatory finding closure.
RISK CATEGORIES COVERED
Remediation that holds up to scrutiny.
SEDA's risk and controls team has supported institutions through some of the most complex remediation programs in financial services — including consent orders, MRAs, and enforcement actions. We design programs that close findings permanently, not programs that reopen twelve months later.
Market and credit risk controls
Operational risk and process controls
Compliance and conduct controls
Technology and cyber risk controls
Financial crime and AML controls
Third-party and outsourcing controls