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Dawn Stump is a highly seasoned financial executive and regulatory thought leader who recently served as a Commissioner of the Commodity Futures Trading Commission (CFTC). As a market regulator, Ms Stump has covered all types of asset classes with her most recent areas of attention encompassing business continuity, supply chain disruptions, cyber intrusion impact, integrity of emerging assets (e.g., crypto), data protection, and climate-related market risks.

As one of five CFTC Commissioners, she was responsible for considering and voting upon various rulemakings and enforcement cases. Serving during the event of a global pandemic, Dawn prioritized sector resilience, sustained market access, and robust surveillance strategies necessary during extreme market volatility and changing economic environments. Within the agency, she also championed the importance of enterprise-wide risk management practices. Specifically, Dawn initiated new agency-wide data protection procedures for the consistent handling of data intake and strengthening of responses to potential cyber intrusions. 

Dawn is a board member of Railbird Exchange, a board member of GBBC Digital Finance, a strategic advisor to Solidus Labs, and a member of the Advisory Council to the Women in Derivatives’ (WIND) Board of Directors.

Previously, as Senior Vice President of the Futures Industry Association (FIA) and concurrently Executive Director of its Americas Advisory Board, Dawn advised its President and Board on the impact of public policy changes. Earlier, as Vice President of NYSE Euronext Dawn was critical in the establishment of a new U.S. based derivatives exchange and clearing house. She also played a strategic role in a multinational merger.

During her early career in public service, she served in senior professional staff positions in the U.S. Senate and House of Representatives. She was actively involved in negotiating the reform of derivatives regulation via the Dodd-Frank Act and managed oversight of commodity and financial derivatives markets. Dawn began her role with a number of important roles in the agricultural sector in both Washington D.C. and Texas.

EXPERTISE


 

Derivatives Regulation

Enforcement

Surveillance

Commodity Markets

Public Policy

 

EDUCATION

Texas Tech University, Lubbock

Bachelor of Science

1996

WORK HISTORY

SEDA Experts

Managing Director

2023-Current


Stump Strategic, Washington

Principal

2023-Current


GBBC Digital Finance (GFD), London

Board of Directors

2022-Current


Railbird Exchange

Board of Directors

2022-Current


U.S. Commodity Futures Trading Commission (CFTC), Washington

Commissioner

2018-2022


Stump Strategic, Washington

Principal

2016-2018


Futures Industry Association, Washington

Executive Director Americas’ Advisory Board

2012-2016


NYSE Euronext, New York and London

Vice President Government Affairs

2010-2012


U.S. Senate Committee on Agriculture, Nutrition & Forestry, Washington

Majority and Minority Senior Professional Staff

2006-2010


Syngenta America, Inc., Washington

Director of Government Relations

2005-2006


U.S. Senate Committee on Agriculture, Nutrition & Forestry, Washington

Majority Professional Staff

2003-2005


U.S. House of Representatives Committee on Agriculture, Washington

Professional Legislative Staff

2001-2003


Office of U.S. Senator Phil Gramm, Washington 

Legislative Assistant 

1999-2001


Texas Department of Agriculture, Austin 

Coordinator for Federal Issues and Trade

1998-1999


U.S. Wheat Associates, Washington 

International Research & Market Analyst

1997-1998


Texas Wheat Producers’ Association, Amarillo

Communications Director

1996-1997

Derivatives and Commodity Market Regulation Expert Witness

Derivatives Regulation,

Enforcement,

Surveillance,

Commodity Markets,

Public Policy, SEDA consulting, SEDA financial group, Financial services testifying expert, Financial Industry Experts, Testifying Experts Support, financial expert witness, Dispute Resolution

Contact Form
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Contact

Dawn Stump

1185 Avenue of the Americas
New York, NY 10036

+1 646-626-4555

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