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Gary DeWaal is a seasoned expert in the law and regulation of futures and related exchanges. He additionally has expertise in securities, derivatives, digital assets, and emerging technologies like artificial intelligence and quantum computing. He held senior roles at Katten Muchin Rosenman LLP and Fimat (later renamed Newedge) and continues to be a respected voice in the field through ongoing work in related initiatives.

Prior to his retirement from Katten Muchin Rosenman LLP in 2024, Gary most recently served as Senior Counsel. Previously, he also chaired the firm’s Financial Markets and Regulatory practice group. During his time at Katten, he provided legal advice on matters involving derivatives, securities, cryptocurrencies, and evolving technologies. He was responsible for establishing the firm's digital assets practice in 2014.


Before joining Katten, Gary held leadership roles at Fimat (later renamed Newedge; a subsidiary of Société Générale), serving as Senior Managing Director and Global Group General Counsel, overseeing legal, compliance, and anti-money laundering functions globally. He began his financial services career at the CFTC, where he worked as a Senior Trial Attorney in the Division of Enforcement.


In addition to his legal practice, Gary taught derivatives regulation as an adjunct faculty member at Brooklyn Law School for most years from 1996 to 2006. He has also been a guest lecturer at various other law and business schools, including Cambridge and Columbia Universities and the University of Pennsylvania.


Mr. DeWaal has received multiple recognitions for his work, including his induction into the Futures Industry Association’s Hall of Fame in 2023. Following his retirement, Gary continues to serve on various advisory boards, such as the Colorado Securities Board and the New York State Department of Financial Services’ Virtual Currency Advisory Board and to contribute to the industry through public speaking and consulting as well as business advisory work.

EXPERTISE


Clearing

Futures

Digital Assets

Derivatives


EDUCATION


University at Buffalo

MBA, JD, Law, Business

1976-1980


Stony Brook University

Economics, English Literature

1972-1976

WORK HISTORY


SEDA Experts

Managing Director

2025-Current


Katten Muchin Rosenman LLP

Senior Counsel, former Chair: Financial Markets and Regulation Practice Group

2014-2024


Gary DeWaal and Associates LLC

President

2013-2014


Brooklyn Law School

Adjunct Faculty Member

1996-2006


Newedge USA LLC

Senior Managing Director and Group General Counsel

1995-2012


Brody White & Company, Inc.

President

General Counsel

Head of Compliance

Head of Operations

Head of Internal Audit

1986-1995


Commodity Futures Trading Commission

Senior Trial Attorney (last position)

1982-1986


Mudge Rose Gurthrie & Alexander

Associate

1980-1982


The New York Times

Stringer

1976-1980

Regulatory Enforcements & Compliance and Digital Assets Expert Witness

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Contact

Gary DeWaal

1185 Avenue of the Americas
New York, NY 10036

+1 646-626-4555

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