Investment Banking and Capital Markets Expert Witness
Mr. Schwartz has held senior leadership positions at leading global financial institutions, including Deutsche Bank, Barclays Capital and KPMG, where he led equity capital markets businesses across the UK, Europe, and Asia.
Mr. Schwartz currently serves as a Managing Director at Balnageith, where he advises companies on capital structure, private equity and debt fundraising, debt restructuring, and equity positioning. His recent mandates have included debt and equity capital raises across renewable infrastructure, hospitality, solar development, healthcare, and other growth sectors.
Previously, Mr. Schwartz was Managing Director and Head of Davy UK, where he established and led the firm’s UK investment banking business. He built a team of 25-30 professionals across Corporate Broking, Equity Capital Markets, Private Capital, and Debt Advisory, as well as helping to build Sales, and Research, while developing the firm’s strategy and product offering. His work included corporate advisory, IPO preparation, private equity transactions, asset sales, and public-to-private mandates.
Prior to Davy, Mr. Schwartz served as Head of UK ECM Advisory and Managing Director at KPMG UK, where he developed an advisory business focused on private and public equity and debt advisory. He advised clients on IPO preparation, dual-track processes, financing, and broader capital markets strategy.
Earlier in his career, Mr. Schwartz held several senior leadership positions at Barclays Capital, including Head of CEEMEA and Nordics ECM, Co-Head of ECM Asia, and Head of FIG ECM. Based in London and Hong Kong, he helped expand Barclays’ equity capital markets capabilities across Asia while originating and executing transactions across Europe and emerging markets.
Before joining Barclays, Mr. Schwartz spent five years at Deutsche Bank, ultimately serving as Head of FIG and UK ECM. He also served as Head of CEEMEA Syndicate, where he helped originate and execute more than 35 transactions annually. He began his investment banking career at James Capel/HSBC, initially as an equity analyst before moving to the ECM syndicate desk.
Throughout his career, Mr. Schwartz has advised senior executives and boards on capital markets and financing matters, with experience across equity, debt, IPOs, restructuring, and capital structure strategy. He holds undergraduate and master’s degrees in Law from Oxford University and studied Law at Madrid University. He is a native Spanish speaker.
EXPERTISE
Equity Capital Markets
Capital Raising
Corporate Finance
IPO Advisory
Debt Restructuring
Capital Structure
EDUCATION
Oxford University
Law Bachelor and Masters Degree, MA Juris
Madrid University
Law degree
WORK HISTORY
SEDA Experts
Managing Director
2026-Current
Balnageith
Managing Director
2023-Current
Davy UK
Head of Davy UK, Managing Director
2020-2023
KPMG UK
Head of UK ECM Advisory, Managing Director
2016-2020
Barclays Capital
Head of CEEMEA and Nordics ECM
2012-2014
Co-Head of ECM Asia
2010-2012
Head of FIG ECM
2009-2010
Deutsche Bank
Head of FIG and UK ECM
2008-2009
Director, Head of CEEMEA Syndicate
2006-2008
Associate, ECM Syndicate
2004-2006
James Capel/HSBC
Equity Analyst / Manager, ECM Syndicate
1994-1998
Contact
Marco Schwartz
1185 Avenue of the Americas
New York, NY 10036
+1 646-626-4555

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