Michael Roseman is an accomplished risk management expert with broad experience implementing, strengthening and leading risk management across global financial institutions including broker-dealers and Futures Commission Merchants (FCMs). Michael has extensive know-how in coordinating, establishing, and implementing “best-practice” risk management strategies, policies, infrastructure, processes, and controls to effectively monitor and govern risks, fully support business objectives, and meet evolving regulatory requirements.
Mr. Roseman presently provides strategic risk management advisory services to senior management, boards, and other stakeholders in accordance with business needs, governance goals, and other risk management objectives. Michael previously operated as an interim CRO and strategic risk advisor at Daiwa Capital Markets America.
In 2008, he joined MF Global as Chief Risk Officer after an unauthorized trading incident led to a significant loss. Tasked with overhauling the company’s risk management framework, he worked closely with the executive team and board to implement recommendations, including enhancing risk systems, improving 24-hour global monitoring, and strengthening governance. Notably, he introduced a risk appetite framework aligned with the company's strategic goals, enhancing transparency and accountability. Reporting to the CEO, Mr. Roseman was a Member of MF Global’s Executive Management, Chair of the Enterprise Risk Committee, and a Participant/Member of the Corporate and Subsidiary Boards.
Before joining MF Global, Mr. Roseman served as Chief Risk Officer for the Americas at Newedge (formerly Fimat). He joined Newedge in 2004 where he oversaw all aspects of risk management related to the Americas brokerage business. Before his position at Newedge, Mr. Roseman was Head of US Risk Oversight at Bank of Montreal for all trading, underwriting and investment activities in the United States from 2001 to 2004. He also held several positions at Sanwa Financial Products from 1994 to 2001 as Global Head of Market Risk, Options Trader, and Asset Liability Manager.
He holds an MBA in Finance from the UNC Kenan-Flagler Business School and a BS in Mechanical Engineering from the University of Delaware.
EXPERTISE
Futures and Clearing Risk
Enterprise Risk Management
Market Risk
Credit Risk
Operational Risk
Liquidity Risk
Insurance Risk
EDUCATION
UNC Kenan-Flagler Business School
MBA
University of Delaware
B.S. Mechanical Engineering
WORK HISTORY
SEDA Experts
Senior Advisor
2025-Current
MR Risk Advisory LLC
President
2011-Current
Daiwa Capital Markets America
CRO-Interim & Strategic Risk Advisor
2019-2021
MF Global
Global Chief Risk Officer, EVP
2008-2011
Newedge
Chief Risk Officer Americas, EVP
2004-2008
Bank of Montreal
Head of US Risk Oversight
2001-2004
Sanwa Financial Products
Global Head of Market Risk, OTC FI Derivatives Trader, Asset Liability Manager
1994-2001
Aerospace Engineer
Prior
FCM Risk Management Expert Witness
Contact
Michael Roseman
1185 Avenue of the Americas
New York, NY 10036
+1 646-626-4555


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